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Selected Publications

Books

Haimes, Y.Y., 2008. Risk Modeling, Assessment, and Management. 3rd Edition. John Wiley & Sons.

Chankong, V. and Y. Y. Haimes, 2008. Multiobjective Decision Making: Theory and Methodology, Dover.

Haimes, Y.Y., 2004. Risk Modeling, Assessment, and Management. 2nd Edition. John Wiley & Sons.

Haimes, Y.Y., 1998. Risk Modeling, Assessment, and Management. John Wiley & Sons, Inc.

Horowitz, B.M., 1993. Strategic Buying for the Future: Opportunities for Innovation in Government Electronics System Acquisition. Libey Publishing, Incorporated.

Haimes, Y.Y., K. Tarvainen, T. Shima, and J. Thadathil, 1990. Hierarchical Multiobjective Analysis of Large-Scale Systems. Hemisphere Publishing Company.

Pet-Edwards, J., Y. Y. Haimes, V. Chankong, H. Rosenkranz, and F. Ennever, 1989. Risk Assessment and Decision Making Using Test Results: The Carcinogenicity Prediction and Battery Selection (CPBS) Approach. Plenum Publishing Company.

Chankong, V. and Y. Y. Haimes, 1983. Multiobjective Decision Making: Theory and Methodology, Elsevier-North Holland.

Haimes, Y.Y., 1977. Hierarchical Analyses of Water Resources Systems: Modeling and Optimization of Large-Scale Systems. McGraw-Hill International Book Company.

Haimes, Y.Y., W. A. Hall, and H. T. Freedman, 1975. Multiobjective Optimization in Water Resources Systems: The Surrogate Worth Trade-off Method. Elsevier Scientific Publishing Company.

Archival Journal Papers

2008

Anderson, C.W., K. Barker, and Y.Y. Haimes, 2008. Assessing and Prioritizing Critical Assets for the United States Army with a Modified RFRM Methodology. Journal of Homeland Security and Emergency Management, 5(1): Article 5.

Haggerty, M.S., J.R. Santos, and Y.Y. Haimes, 2008. A Transportation-Based Framework for Deriving Perturbation Inputs to the Inoperability Input-Output Model with Application to Transportation Security. To appear in Journal of Infrastructure Systems.

Haimes, Y. Y., B. M. Horowitz, and Z. Yan, 2008. Integrating Bayes’ Theorem with Dynamic Programming for Optimal Intelligence Collection. To appear in Journal of Military Operations Research.

Henry, M.H. and Y.Y. Haimes, 2008. Robust Multiobjective Dynamic Programming: Minimax Envelopes for Efficient Decisionmaking in Partially Known Systems. To appear in the Journal for Industrial Management and Optimization.

Henry, M.H. and Y.Y. Haimes, 2008. A Comprehensive Network Security Risk Model for Process Control Networks. To appear in Risk Analysis.

Haimes, Y.Y., K.G. Crowther, and B. M. Horowitz, 2008. Homeland Security Preparedness: Balancing Protection with Resilience in Emergent Systems. To appear in Systems Engineering.

Jung, J., J.R. Santos, and Y.Y. Haimes. 2008. International Trade Inoperability Input-Output Model (IT-IIM): Theory and Application. To appear in Risk Analysis.

Santos, J.R., K. Barker, and P.J. Zelinke IV, 2008. Sequential Decision-making in Interdependent Sectors with Multiobjective Inoperability Decision Trees: Application to Biofuel Subsidy Analysis. Economic Systems Research, 20(1): 29-56.

Yan, Z. and Y.Y. Haimes, 2008. Hierarchical Coordinated Bayesian Modeling for Risk Analysis. To appear in Risk Analysis.

2007

Anderson, C.W., J.R. Santos, and Y.Y. Haimes, 2007. A Risk-Based Input-Output Methodology for Measuring the Effects of the August 2003 Northeast Blackout. Economic Systems Research, 19(2): 183-204.

Crowther, K.G., Y.Y. Haimes, and G. Taub, 2007. Systemic Valuation of Strategic Preparedness with Illustrations from Hurricane Katrina. Risk Analysis, 27(5): 1345–1364.

Haimes, Y.Y., 2007. Phantom System Models for Emergent Multiscale Systems. Journal of Infrastructure Systems, 13(2): 81-87.

Haimes, Y.Y., J.R. Santos, and G.M. Williams, 2007. Assessing and Managing the Inoperability of Virginia's Interdependent Transportation Systems. International Journal of Risk Assessment and Management, 7(6/7): 968-992.

Joshi, N.N. and J.H. Lambert 2007. Equity Metrics for the Prioritization and Selection of Transportation Projects. IEEE Transactions on Engineering Management, 54(3): 539-547.

Lambert, J.H. and M.W. Farrington, 2007. Cost-Benefit Functions for the Allocation of Security Sensors for Air Contaminants. Reliability Engineering and System Safety, 92(7): 930-946.

Lambert, J.H., N.N. Joshi, K.D. Peterson, and S.M. Wadie, 2007. Coordination and Diversification of Investments in Multimodal Transportation. Public Works Management and Policy, 11: 250-265.

Leung, M.F., Y. Y. Haimes, and J.R. Santos, 2007. Supply- and Output-Side Extensions to Inoperability Input-Output Model for Interdependent Infrastructures. Journal of Infrastructure Systems, 13(4): 299-310.

Lian, C., J.R. Santos, and Y.Y. Haimes, 2007. Extreme Risk Analysis of Interdependent Economic and Infrastructure Sectors. Risk Analysis, 27(4): 1053-1064.

Santos, J.R., Y. Y. Haimes, and C. Lian, 2007. A Framework for Linking Cyber Security Metrics to the Modeling of Macroeconomic Interdependencies. Risk Analysis, 27(5): 1283-1297.

2006

Andrijcic, E. and B. Horowitz, 2006. A Macro-Economic Framework for Evaluation of Cyber Security Risks Related to Protection of Intellectual Property. Risk Analysis, 26(4): 907-923.

Chittister, C.G. and Y. Y. Haimes, 2007. Cybersecurity: From Ad Hoc Patching to Lifecycle of Software Engineering. Journal of Homeland Security and Emergency Management, 3(4): Article 3.

Haimes, Y.Y., 2006. On the Definition of Vulnerabilities in Measuring Risks to Infrastructures. Risk Analysis, 26(2): 293-296.

Horowitz, B.M. and J.H. Lambert, 2006. Assembling Off-the-Shelf Components: Learn as you go Systems Engineering. Transactions on Systems, Man, and Cybernetics, Part A, 36(2): 286-297.

Lambert, J.H. 2006. Environmental Security and Environmental Management: The Role of Risk Assessment. Risk Analysis, 26(6): 1730-1732.

Lambert, J.H. and M.W. Farrington, 2006. Risk-Based Objectives for the Allocation of Chemical, Biological, and Radiological Air Emissions Sensors. Risk Analysis, 26(6): 1659-1674.

Lambert, J.H., R.A. Jennings, and N.N. Joshi, 2006. Integration of Risk Identification to Business Process Models. Systems Engineering, 9(3): 187-198.

Lambert, J.H., K.A. Peterson, and N.N. Joshi, 2006. Synthesis of Quantitative and Qualitative Evidence for Risk-Based Analysis of Highway Projects. Accident Analysis and Prevention, 38: 925-935.

Lian, C. and Y.Y. Haimes, 2006. Managing the Risk of Terrorism to Interdependent Infrastructure Systems Through the Dynamic Inoperability Input-Output Model. Systems Engineering, 9(3): 241-258.

Riese, S.R., D.E. Brown, and Y.Y. Haimes, 2006. Estimating the Probability of Landmine
Contamination. Military Operations Research, 11(3): 49-62.

Santos, J.R., 2006. Inoperability Input-Output Modeling of Disruptions to Interdependent Economic Systems. Systems Engineering, 9(1): 20-34.

2005

Crowther, K.G. and Y.Y. Haimes, 2005. Application of the Inoperability Input–Output Model (IIM) for Systemic Risk Assessment and Management of Interdependent Infrastructures. Systems Engineering, 8(4): 323-341.

Dicdican, R.Y. and Y.Y. Haimes. 2005. Relating Multiobjective Decision Trees to the Multiobjective Risk Impact Analysis Method. Systems Engineering, 8(2): 95-108.

Haimes, Y.Y., 2005. Infrastructure Interdependencies and Homeland Security. Journal of Infrastructure Systems, 11(2): 65-66.

Haimes, Y.Y. and C.G. Chittister, 2005. A Roadmap for Quantifying the Efficacy of Risk Management of Information Security and Interdependent SCADA Systems. Journal of Homeland Security and Emergency Management, 2(2): Article 12.

Haimes, Y.Y., B.M. Horowitz, J.H. Lambert, J.R. Santos, K. Crowther, and C. Lian, 2005. Inoperability Input-Output Model for Interdependent Infrastructure Sectors. I: Theory and Methodology. Journal of Infrastructure Systems, 11(2): 67-79.

Haimes, Y.Y., B.M. Horowitz, J.H. Lambert, J.R. Santos, K. Crowther, and C. Lian, 2005. Inoperability Input-Output Model for Interdependent Infrastructure Sectors. II: Case Studies. Journal of Infrastructure Systems, 11(2): 80-92.

Lambert, J.H. and T. Turley, 2005. Priority Setting for the Distribution of Localized Hazard Protection. Risk Analysis, 25(3): 745-752.

Lambert, J.H. and P. Sarda, 2005. Terrorism Scenario Identification by Superposition of Infrastructure Networks. Journal of Infrastructure Systems, 11(4): 211-220.

Lambert, J.H., B.L. Schulte, and P. Sarda, 2005. Tracking the Complexity of Interactions between Risk Incidents and Engineering Systems. Systems Engineering, 8(3): 262-277.

Santos, J.R. and Y.Y. Haimes, 2005. Portfolio Risk Partitioning with Leontief-Type Diversification. Finance Letters, 3(1): 117-123.

2004

Chittister, C.G. and Y.Y. Haimes, 2004. Risks of Terrorism to Information Technology
and to Critical Interdependent Infrastructures. Journal of Homeland Security and Emergency Management, 1(4): Article 402.

Diehl, M. and Y.Y. Haimes, 2004. Influence Diagrams With Multiple Objectives and Tradeoff Analysis. Transactions on Systems, Man, and Cybernetics, Part A, 34(3): 293-304.

Haimes, Y.Y. and B.M. Horowitz, 2004. Modeling Adaptive Two-Player Hierarchical Holographic Modeling Game for Counterterrorism Intelligence Analysis. Journal of Homeland Security and Emergency Management, 1(3): 1-21.

Haimes, Y.Y. and B.M. Horowitz, 2004. Modeling Interdependent Infrastructures for Sustainable Counterterrorism. Journal of Infrastructure Systems, 10(2): 33-41.

Jiang, P. and Y.Y. Haimes, 2004. Risk Management for Leontief-Based Interdependent Systems. Risk Analysis, 24(5): 1215-1229.

Leung, M.F., J.H. Lambert, and A. Mosenthal, 2004. A Risk-Based Approach to Setting Priorities in Protecting Bridges against Terrorist Attacks. Risk Analysis. 24(4): 963-984.

Santos, J.R. and Y.Y. Haimes, 2004. Applying the Partitioned Multiobjective Risk Method (PMRM) to Portfolio Selection. Risk Analysis, 24(3): 697-713.

Santos, J.R. and Y.Y. Haimes, 2004. Modeling the Demand Reduction Input-Output (I-O) Inoperability Due to Terrorism of Interconnected Infrastructures. Risk Analysis, 24(6): 1437-1451.

2003

Horowitz, B. and Y. Y. Haimes, 2003. Risk-based Methodology for Scenario Tracking, Intelligence Gathering, and Analysis for Countering Terrorism. Systems Engineering, 6(3): 152-169.

Lambert, J.H., J.A. Baker, and K.D. Peterson, 2003. Decision Aid for Allocation of Transportation Funds to Guardrails. Accident Analysis and Prevention, 35(1): 47-57.

Leung, M.F., J.R. Santos, and Y.Y. Haimes, 2003. Risk Modeling, Assessment, and Management of Lahar Flow Threat. Risk Analysis, 23(6): 1323-1335.

Pinto, C.A. and J.H. Lambert, 2003. Configuration of Inter-Office Switch for Extreme Traffic with Zone Configuration Evaluator Diagram. Reliability Engineering and System Safety, 79(3): 369-375.

Wulf, W.A., Y.Y. Haimes, T.A. Longstaff, 2003. Strategic Responses to Risks of Terrorism. Risk Analysis, 23(3): 429-444.

2002

Dombroski, M.J., Y.Y. Haimes, J.H. Lambert, K. Schlussel, and M. Sulcoski, 2002. Risk-Based Methodology for Support of Operations Other than war. Military Operations Research. 7(1): 19-38.

Haimes, Y.Y., 2002. Roadmap for Modeling Risks of Terrorism to the Homeland. Journal of Infrastructure Systems, 8(2): 35-41.

Haimes, Y.Y., 2002. Risk of Terrorism to Cyber-Physical and Organizational-Societal Infrastructures. Public Works Management and Policy, 6(4): 231-240.

Haimes, Y.Y., 2002. Strategic Responses to Risks of Terrorism to Water Resources. Journal of Water Resources Planning and Management, 128(6): 383-389.

Haimes, Y.Y., S. Kaplan, and J.H. Lambert, 2002. Risk Filtering, Ranking, and Management Framework. Risk Analysis, 22(2): 383-397.

Haimes, Y.Y. and T. Longstaff, 2002. The Role of Risk Analysis in the Protection of Critical Infrastructures Against Terrorism. Risk Analysis, 22(3): 439-444.

Haimes, Y.Y., T.A. Longstaff, and G.A. Lamm, 2002. Balancing Promise and Risk with Information Assurance. Military Operations Research, 7(3): 31-46.

Lambert, J.H. and C.E. Patterson, 2002. Prioritization of Schedule Dependencies in Hurricane Recovery of a Transportation Agency. Journal of Infrastructure Systems, 8(3): 103-111.

Lamm, G.A. and Y.Y. Haimes, 2002. Assessing and Managing Risks to Information Assurance: A Methodological Approach. Systems Engineering, 5(4): 286-314.

Longstaff, T.A. and Y.Y. Haimes, 2002. A Holistic Roadmap for Survivable
Infrastructure Systems. Transactions on Systems, Man, and Cybernetics, Part A, 32(2): 260-268.

Longstaff, T.A., Y.Y. Haimes, and C. Sledge, 2002. Are We Forgetting the Risk of COTS Products in Wireless Communications? Risk Analysis, 22(1): 1-6.

Pennock, M.J. and Y.Y. Haimes, 2002. Principles and Guidelines for Project Risk Management. Systems Engineering, 5(2): 89-108.

Pinto, C.A. and J.H. Lambert, 2002. Risk of Extreme Events in the Configuration of Priority Systems. Reliability Engineering and System Safety, 76:265-271.

Tsang, J.L., J.H. Lambert, and R.C. Patev, 2002. Extreme Event Scenarios for Planning of Infrastructure Projects. Journal of Infrastructure Systems, 8(2): 42-48.

2001

Baker, J.A. and J.H. Lambert. 2001. Information System for Risks, Costs, and Benefits of Infrastructure Improvement Projects. Public Works Management and Policy, 5(3): 198-208.

Ezell, B.C., Y.Y. Haimes, J.H. Lambert, 2001. Risks of Cyber Attack to Water Utility
Supervisory Control and Data Acquisition Systems. Military Operations Research, 6(2): 23-33.

Haimes, Y.Y., 2001. Risk Analysis, Systems Analysis, and Covey’s Seven Habits. Risk Analysis, 2(2): 217-224.

Haimes, Y.Y. and P. Jiang, 2001. Leontief-Based Model of Risk in Complex Interconnected
Infrastructures. Journal of Infrastructure Systems, 7(1): 1-12.

Kaplan, S., Y.Y. Haimes, B.J. Garrick, 2001. Fitting Hierarchical Holographic Modeling into the
Theory of Scenario Structuring and a Resulting Refinement to the Quantitative Definition of Risk. Risk Analysis, 21(5): 807-819.

Lambert, J.H., Y.Y. Haimes, D. Li, R. Schooff, and V. Tulsiani, 2001. Identification, Ranking and Management of Risks in a Major System Acquisition. Reliability Engineering and System Safety, 72(3): 315-325.

2000

Frohwein, H.I. and J.H. Lambert, 2000. Risk of Extreme Events in Multiobjective Decision Trees, Part 1. Severe Events. Risk Analysis, 20(1): 113-123.

Frohwein, H.I., Y.Y. Haimes, and J.H. Lambert, 2000. Risk of Extreme Events in  Multiobjective Decision Trees, Part 2. Rare Events. Risk Analysis, 20(1): 125-134.

Haimes, Y.Y., 2000. Water System Complexity and the Misuse of Modeling and Optimization. Risk-Based Decisionmaking in Water Resources IX; pp. 1-10.

Johnson, L., Y.Y. Haimes, and J.H. Lambert, 2000. A Methodology for Risk Management of Compound Failure Modes. Research and Practice in Multiple Criteria Decision Making, Y. Haimes and R. Steuer, Eds. New York: Springer Verlag. pp. 15-44.

Longstaff, T.A, C. Chittister, R. Pethia, and Y.Y. Haimes. 2000. Are We Forgetting the Risks of Information Technology? IEEE Computer, 33(12): 43-51.

Olsen, J.R., P.A. Beling, and J.H. Lambert, 2000. Dynamic Models for Floodplain Management. Journal of Water Resources Planning and Management, 126(3): 167-175.

Other Selected Publications

Asbeck, E. and Y.Y. Haimes, 1984. The Partitioned Multiobjective Risk Method (PMRM). Large Scale Systems: Theory and Applications, 6(1): 13-38.

Bier, V., Y.Y. Haimes, J.H. Lambert, N. Matalas, and R. Zimmerman, 1999. A Survey of Approaches for Assessing and Managing the Risk of Extremes. Risk Analysis, 19(1): 83-94.

Gomide, F. and Y.Y. Haimes, 1984. The Multiobjective, Multistage Impact Analysis Method:
Theoretical Basis. IEEE Transactions on Systems, Man and Cybernetics, 14: 89-98.

Haimes, Y.Y. and D. Macko, 1973. Hierarchical Structures in Water Resources Systems
Management. IEEE Transactions on Systems, Man and Cybernetics, 3(4): 396-402.

Haimes, Y.Y. and W.A. Hall, 1974. Multiobjectives in Water Resources Systems Analysis: The Surrogate Worth Trade-off Method. Water Resources Research, 10(4): 615-624.

Haimes, Y.Y. and W.A. Hall, 1977. Sensitivity, Responsivity, Stability, and Irreversibility as
Multiple Objectives in Civil Systems. Advances in Water Resources, 1(2): 71-81.

Haimes, Y.Y., 1981. Hierarchical Holographic Modeling. IEEE Transactions on Systems, Man and Cybernetics, Part A, 11(9): 606-617.

Haimes, Y.Y. and D. Li, 1988. Hierarchical Multiobjective Analysis for Large-Scale Systems: Review and Current Status. Automatica, 24(1):53-69.

Haimes, Y.Y., D. Li, and V. Tulsiani, 1990. Multiobjective Decision Tree Method. Risk Analysis, 10(1): 111-129.

Haimes, Y.Y. and D. Li, 1991. A Hierarchical Multiobjective Framework for Risk Management. Automatica, 27(3): 579-584.

Haimes, Y.Y., 1991. Total Risk Management. Risk Analysis, 11(2): 169-171.

Haimes, Y.Y., J.H. Lambert, and D. Li, 1992. Risk of Extreme Events in a Multiobjective Framework. Water Resources Bulletin, 28(1): 201-209.

Haimes, Y. Y., 1993. Risk of Extreme Events and the Fallacy of the Expected Value. Control and Cybernetics, 22(4): 7-31.

Lambert, J.H., N.C. Matalas, C.W. Ling, Y.Y. Haimes, and D. Li, 1994. Selection of Probability Distributions in Characterizing Risk of Extreme Events. Risk Analysis, 14(5): 731-742.
Leach, M. and Y.Y. Haimes, 1987. Multiobjective Risk-Impact Analysis Method. Risk Analysis, 7(2): 225-241.

Li, D. and Y.Y. Haimes, 1988. The Uncertainty Sensitivity Index Method (USIM) and Its Extensions. Naval Research Logistics, 35(6): 655-672.

Li, D. and Y.Y. Haimes, 1987. The Envelope Approach for Multiobjective Optimization Problems. IEEE Transactions on Systems, Man, and Cybernetics, 17(6): 1026-1038.

Macko, D. and Y.Y. Haimes, 1978. Overlapping Coordination of Hierarchical Structures. IEEE
Transactions on Systems, Man and Cybernetics, 8(10): 745-751.

Tarvainen, K. and Y.Y. Haimes, 1982. Coordination of Hierarchical-Multiobjective Systems: Theory and Methodology. IEEE Transactions on Systems, Man, and Cybernetics, 12(6): 751-764.